Disclosures

This website, together with additional investment-related information, publications, and links, is limited to the dissemination of general information pertaining to NorthFork Financial LLC’s (dba and hereinafter NorthFork Advisors) services. Accordingly, the publication of this website should not be construed as a solicitation or offer to effect, or attempt to effect, transactions in securities or personalized investment advice for compensation over the Internet.

The material on this website is presented without regard to the specific investment objectives, financial situation, or particular needs of any visitor. Any opinions expressed on this website do not constitute investment advice. Please note, past performance does not guarantee future results. Any financial planning and investment strategy has the potential for loss or gain, and different strategies involve varying degrees of risk. There can be no guarantee that the future performance of any specific financial plan, investment, or investment strategy, including recommendations made by NorthFork Advisors, will generate positive return or track historic performance. 

Visitors should not use any information from this website as the basis for any investment, financial planning, tax, legal or other decisions. Rather, a professional advisor should be consulted, and independent due diligence should be conducted, before implementing any aspects of a financial plan or investment strategy. NorthFork Advisors does not provide legal or accounting advice, visitors should consult a lawyer or an accountant for legal and tax advice. 

NorthFork  Advisors and its representatives are in compliance with the current registration requirements applicable in those states our clients reside. NorthFork  Advisors and its representatives may only transact business or communicate individually with any client/prospective client about rendering investment advice or solicit or negotiate the sale of investment advisory services in those states it is registered in or qualifies for an exemption from registration.  To determine whether or not our firm is registered, or exempt from registration in your state, please contact our office or your state’s securities law administrator.  You can also find this information at www.adviserinfo.sec.gov.  Our CRD# is 159781.  Although we may not currently be registered in your state, we may register in your state if warranted.

The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (with flame design) marks (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”).

The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and several other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients. Currently, more than 71,000 individuals have obtained CFP® certification in the United States.

The Chartered Financial Analyst (CFA) charter is a professional designation established in 1962 and awarded by the CFA Institute. To earn the CFA charter, candidates must pass three sequential, six-hour examinations over two to four years. The three levels of the CFA Program test a wide range of investment topics, including ethical and professional standards, fixed-income analysis, alternative and derivative investments, and portfolio management and wealth planning. In addition, CFA charter holders must have at least four years of acceptable experience in the investment decision-making process and must commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct.